James Guttman

Recent Financing Activities

• Counsel to Nouveau Monde Graphite Inc. (NYSE) on its $50 million equity offering (December 2024), its 37.5 million equity offering (May 2024), its $50 million strategic investment by General Motors and Panasonic (February 2024), its $22 million equity offering (April 2023), its $50 million convertible note offering (November 2022), and its $75 million at-the-market offering (January 2022)
• Counsel to Americas Gold & Silver Corporation (NYSE American) in its Cdn$45 million subscription receipt financing (October 2024), its $50 million at the market offering (May 2021), its Cdn$30 million equity financing (January 2021), its Cdn$75 million shelf registration statement (January 2021), and its Cdn$35 million equity financing (August 2020)
• Counsel to Integra Resources Corp. (NYSE American) in its Cdn$20 million bought deal equity financing August 2024),its Cdn$15 million equity financing (March 2024) its Cdn$35 million equity financing (March 2023), $11 million equity financing (July 2022), $17 million equity financing (September 2021), $25 million at the market offering (December 2020), $23 million equity financing (September 2020), and its Cdn$100 million shelf registration statement (August 2020)
• Counsel to Lithium Americas Corp. (NYSE) in its $275 million underwritten public offering (April 2024) and its $750 million shelf registration statement (October 2023)
• Counsel to The Cannabist Company (Cboe CA) in its $25.75 million private placement offering of convertible notes (March 2024), its $25 million private placement of equity (September 2023) and its $185 million offering of senior secured notes (February 2022)
• Counsel to Eldorado Gold Corporation (NYSE) on its Cdn$ 135 million bought deal financing (June 2023), a Cdn$ 81.5 million strategic investment (June 2023), its shelf registration statement (May 2023), its $500 million Senior Notes financing (August 2021), its $125 million at-the-market offering (September 2019), its $750 million shelf registration statement (August 2019), and its $300 million Senior Secured Second Lien Notes offering (June 2019)
• Counsel to Lithium Americas (Argentina) Corp. (NYSE) in its $1 billion shelf registration statements (February 2023), the equity investment by General Motors of up to $650 million (January 2023), its $258 million convertible senior notes offering (December 2021), its $400 million equity financing (January 2021), its $100 million at the market program (October 2020), and its $500 million shelf registration statement (September 2020)
• Counsel to Curaleaf Holdings (CSE) in connection with its shelf registration statement (January 2023), its offering of $475 million senior secured notes (December 2021), itsCdn$317 million equity financing (January 2021), and its $1 billion shelf registration statements (November 2020)
• Counsel to Wonderfi Technologies Inc. (TSX) on its Cdn$45 million bought deal equity offering (February 2022)
• Counsel to Base Carbon Corp. in its Cdn$50 million equity financing (December 2021)
• Counsel to a Canaccord, as lead agent, in connection with an offering of $350 million of senior secured notes (October 2021) and as lead underwriter, in connection with a $228 million equity financing of Trulieve Cannabis Corp. (April 2021)
• Counsel to Converge Technology Solutions Corp. (TSX) in its Cdn$259 million equity financing (September 2021), its Cdn$20 million equity financing (January 2021), and its Cdn$30 million equity financing (September 2020)
• Counsel to Ascend Wellness Holdings Inc. in its $92 million initial public offering (May 2021)
• Counsel to IM Cannabis Corp. (NASDAQ) in its $35 million equity financing (May 2021) and $250 million shelf registration statement (March 2021)
• Counsel to Medipharm Labs (TSX) in its Cdn$20 million equity financing (March 2021), its Cdn$37.8 million private placement of unsecured convertible notes and warrants (June 2020), and Cdn$75 million equity financing (June 2019)
• Counsel to Small Pharma in its $45.5 million equity offering (March 2021)
• Counsel to Energy Fuels Inc. (NYSE American) in its at-the-market offering program, its $300 million shelf registration statement (March 2021), its $16.6 million equity financing (February 2020), its $150 million shelf registration statements (November 2018), its $13 million equity financing (September 2016), its $100 million shelf registration statement (April 2016), its $12 million equity financing (April 2016), and its $100 million shelf registration statement (March 2014)
• Counsel to SilverCrest Metals Inc. (NYSE American) in its $138 million equity offering (February 2021), its Cdn$200 million shelf registration statement (June 2020), its Cdn$101 million equity financing (April 2020), its Cdn$92 million equity financing (December 2019), and its Cdn25 million equity financing (August 2019)
• Counsel to a Canaccord, as lead underwriter, in connection with a Cdn$60 million equity financing of Organigram Holdings Inc. (NASDAQ) (November 2020)
• Counsel to Titan Medical Inc. (NASDAQ) on multiple equity financings raising over $24 million in 2021 and $20 million in 2020, its $25 million equity financing (March 2019), and its $19 million equity financing (August 2018)
• Counsel to Canopy Growth Corporation (NYSE) on the Cdn$5 billion investment by Constellation Brands (November 2018) and its Cdn$600 million convertible senior notes offering (June 2018)

Recent Mergers and Acquisitions